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The FTSE Research Affiliates Fundamental Indexes are calculated by FTSE International Limited (“FTSE”) in conjunction with Research Affiliates. All rights and interests in the FTSE Research Affiliates Fundamental Indexes vest in FTSE. All rights in and to the Research Affiliates Fundamental Index™ weighting methodology used in the calculation of the FTSE Research Affiliates Fundamental Indexes vest in Research Affiliates. All rights in the FTSE indexes and / or FTSE ratings (together the “FTSE Data”) vest in FTSE and/or its licensors. Except to the extent disallowed by applicable law, neither FTSE nor Research Affiliates nor their licensors shall be liable (including in negligence) for any loss arising out of use of the FTSE Research Affiliates Fundamental Indexes, the FTSE Data or underlying data by any person. “FTSE®” is a trademark of the London Stock Exchange Plc and is used by FTSE under license. “Research Affiliates” and “Fundamental Index” are trademarks of Research Affiliates. FTSE is not an investment adviser and makes no representation regarding the advisability of investing in any security. Inclusion of a security in an index is not a recommendation to buy, sell or hold such security. No further distribution of FTSE Data is permitted without FTSE’s express written consent.
Copyright MSCI. All Rights Reserved. Without prior written permission of MSCI, this information and any other MSCI intellectual property may only be used for your internal use, may not be reproduced or redisseminated in any form and may not be used to create any financial instruments or products or any indices. This information is provided on an “as is” basis, and the user of this information assumes the entire risk of any use made of this information. Neither MSCI nor any third party involved in or related to the computing or compiling of the data makes any express or implied warranties, representations or guarantees concerning the MSCI index-related data, and in no event will MSCI or any third party have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) relating to any use of this information.
Certain indices referenced herein may be calculated by S&P Dow Jones Indices LLC or its affiliates. S&P® is a registered trademark of Standard & Poor’s Financial Services LLC (“S&P”) and Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC (“Dow Jones”) and have been licensed for use by S&P Dow Jones Indices LLC and its affiliates. Investment products based on any such indices are not sponsored, endorsed, sold or promoted by S&P Dow Jones Indices LLC, Dow Jones, S&P or their respective affiliates and none of S&P Dow Jones Indices LLC, Dow Jones, S&P or their respective affiliates makes any representation regarding the advisability of investing in such product(s).
S&P Dow Jones Indices LLC, its affiliates, sources and distribution agents, and each of their respective officers, directors, employees, agents, representatives and licensors (collectively, the “Index Calculation Agent”) shall not be liable to Research Affiliates, any customer or any third party for any loss or damage, direct, indirect or consequential, arising from (i) any inaccuracy or incompleteness in, or delays, interruptions, errors or omissions in the delivery of the RAFI™ US Equity Long/Short Index or any data related thereto (the “Index Data”) or (ii) any decision made or action taken by Research Affiliates, any customer or third party in reliance upon the Index Data. The Index Calculation Agent does not make any warranties, express or implied, to Research Affiliates, any of its customers or anyone else regarding the Index Data, including, without limitation, any warranties with respect to the timeliness, sequence, accuracy, completeness, currentness, merchantability, quality or fitness for a particular purpose or any warranties as to the results to be obtained by Research Affiliates, any of its customers or other person in connection with the use of the Index Data. The Index Calculation Agent shall not be liable to Research Affiliates, its customers or other third parties for loss of business revenues, lost profits or any indirect, consequential, special or similar damages whatsoever, whether in contract, tort or otherwise, even if advised of the possibility of such damages.
Citigroup Index LLC, a subsidiary of Citigroup Inc., and Research Affiliates, have agreed to jointly create and distribute investable fixed income indices (the “Citi RAFI Bonds Index Series”) based on the Research Affiliates’ patented Fundamental Index™ methodology. All intellectual property, including trademarks, contributed by Research Affiliates and Citigroup Index LLC shall remain solely vested with the respective contributor. Neither Citigroup Index LLC nor Research Affiliates make any warranties, express or implied, to any of their customers or anyone else regarding the accuracy or completeness of any data related to the Citi RAFI Bonds Index Series. All information is provided for information purposes only. Neither Citigroup Index LLC nor Research Affiliates accept any liability for any errors or any loss arising from the use of any data or information set forth herein. The opinions expressed herein are solely those of Research Affiliates, except where otherwise indicated. Citigroup Index, LLC is not responsible for the formatting or configuration of this material, for any opinions expressed, or for any inaccuracy in Research Affiliates’ presentation thereof. CITI is a registered trademark and service mark of Citigroup Inc. or Citibank, N.A., is used under license by Research Affiliates and is used and registered throughout the world.
The RAFI™ Bonds US Investment Grade Index and RAFI Bonds US High Yield Index is calculated by ALM Research Solutions, LLC in conjunction with Research Affiliates. All rights and interests in the RAFI Bonds US Investment Grade Index and the RAFI Bonds US High Yield Index vest in Research Affiliates. All rights in and to the Research Affiliates Fundamental Index™ concept used in the calculation of the RAFI Bonds US Investment Grade Index and the RAFI Bonds US High Yield Index vest in Research Affiliates. The RAFI™ Bonds US Investment Grade Index and the RAFI Bonds US High Yield Index are not sponsored, endorsed, sold or promoted by ALM Research Solutions, LLC, and ALM Research Solutions, LLC makes no representation regarding the advisability of investing in such product(s). Neither ALM Research Solutions, LLC nor Research Affiliates make any warranties, express or implied, to any of their customers nor anyone else regarding the accuracy or completeness of any data related to the RAFI Bonds US Investment Grade Index or the RAFI Bonds US High Yield Index. All information is provided for information purposes only. Neither ALM Research Solutions, LLC nor Research Affiliates accept any liability for any errors or any loss arising from the use of information in this publication.
Frank Russell Company is the source and owner of the Russell index data contained or reflected in this material and copyrights related thereto. Frank Russell Company and Research Affiliates have entered into a strategic alliance with respect to the Russell Fundamental Indexes. Subject to Research Affiliates’ intellectual property rights in certain content, Frank Russell Company is the owner of all copyrights related to the Russell Fundamental Indexes. Russell® is a trademark of Frank Russell Company. Frank Russell Company and Research Affiliates jointly own all trademark and service mark rights in and to the Russell Fundamental Indexes. Research Affiliates is the owner of the trademarks, service marks, patents and copyrights related to the Fundamental Index™ and the Fundamental Index methodology. The presentation may contain confidential information and unauthorized use, disclosure, copying, dissemination, or redistribution is strictly prohibited. This is a presentation of Research Affiliates. Frank Russell Company is not responsible for the formatting or configuration of this material or for any inaccuracy in Research Affiliates’ presentation thereof.
The trademarks Fundamental Index™, RAFI™, RAFI Low Volatility™, RAFI Dynamic Multi-Factor™ ; RAFI Multi-Factor™; RAFI Indices™ ; Research Affiliates Equity™, RAE™ and the Research Affiliates™ trademark and corporate name and all related logos are the exclusive intellectual property of Research Affiliates and in some cases are registered trademarks in the U.S. and other countries including United States Registrations 3,286,704; 3,275,863; 4,501,481; 4,296,159; 4,368,339; 3,319,055; 4,327,921; 4,828,093; 4,828,094; 4,942,123; Australia Registrations 1,142,019; 1,151,464; 1,430,186; 1,640,100; 1640099; Brazil Registrations 840,815,425; 840,827,270; 840,827,300; 840,827,253; 840,815,328; 840,827,237; 840,827,245; Canada Registrations TMA722,568; TMA715,271;TMA 917,309; TMA 927,651; China Registrations 7,234,013; 7,234,014; 8,805,524; 13,271,508; 15136525; 15136526; 13271509; European Community Registrations 4,201,844; 4,364,097; 010,045,383; 013,033,337; 013,161,856; 013,161,849; 013,723,861; Hong Kong Registrations 300,945,748; 303096027;303096036; India Registrations 2,033,339; 2,033,337; 2638593; Ireland Registration 255828; Japan Registrations 5,044,103; 4,918,995; 5,763,741; 5,772,652; 5,772,651; 5796486; South Africa Registrations 2007/14048; 2007/14049; 2007/26574; 2007/26575; 2007/26689; 2007/26690; 2014/21188; 2014/21189; Taiwan Registrations 013,511,611; 1,315,612;1729071; United Kingdom Registration UK00003093530.
Various features of the Fundamental Index methodology, including an accounting data-based non-capitalization data processing system and method for creating and weighting an index of securities, are protected by various patents of Research Affiliates (US Patent Nos. 7,117,175; 7,587,352; 7,778,905; 7,620,577; 7,792,719; 8,374,937; 8,374,939; 8,374,951; 8,380,604; 8,533,081; 8,589,276; 8,560,414; 8,589,276; 8,694,402; RE 44,098; RE 44,362; AU Patent Nos. 2005213425; 2007288236; AU Innovation Patent No. 2012101980; Bahamas Patent No. 2085; Japan Patent Nos. 5219835; 5503839; Korea Patent No. 10-1179346; New Zealand Patent Nos. 549626; 549656; 569869; Singapore Patent Nos. 118042; 124568; 144959; 155418; South Africa Patent Nos. 2006/08264; 2006/08265; 2007/08442; 2008/05950; 2009/06267; Taiwan Patent No. I346909). Intellectual property protected by one, or more, of the foregoing may be used in material presented.