Daniel Harkins oversees compliance and legal issues for Research Affiliates, its subsidiaries, and affiliated entities.
Dan has more than 40 years of legal and business experience. He has served as the chief operating officer for a registered investment advisor and as a senior vice president, general counsel, and chief financial officer for a publicly traded NASD member firm. Dan served as the venue manager for cycling events at the 1984 Olympics and other sporting events and has won multiple track cycling championships.
Dan received both his BA and his JD from the University of Kansas. He is a California attorney and has held FINRA Series 7, 24, and 63 licenses.