Dan Harkins, JD

Dan Harkins, JD

Partner, General Counsel and Chief Compliance Officer

Daniel Harkins is General Counsel and Chief Compliance Officer, advising the firm on strategic initiatives and legal matters. He is a partner of the firm and member of the board of Research Affiliates.

Dan has more than 45 years of legal and business experience. He has served as the chief operating officer for a registered investment advisor and as a senior vice president, general counsel, and chief financial officer for a publicly traded NASD member firm. Dan served as the venue manager for cycling events at the 1984 Olympics and other sporting events and has won multiple track cycling championships.

Dan received both his BA and his JD from the University of Kansas. He is a California attorney and has held FINRA Series 7, 24, and 63 licenses.​​​​​